Ethics CE: CFP Board’s Revised Code and Standards

Time: 7:30 A.M. Reg/Breakfast | 7:45 – 9:45 A.M. Program

This program fulfills the requirement for CFP Board approved Ethics CE. It has been designed to educate CFP professionals on CFP Board’s new Code of Ethics and Standards of Conduct effective July 1, 2024.

Learning Objectives:

1. Recognize when a CFP® professional is providing Financial Advice.
2. Apply the Fiduciary Duty.
3. Describe the Financial Planning process.
4. Determine what information must be provided to the client and when to document the exchange of information.
5. Identify duties when using or referring other service providers or technologies.
6. Describe the CFP Board enforcement process.

Meeting sponsors: and

Event venue & nearby stays

Wolferts Roost Country Club, 120 Van Rensselaer Boulevard, Albany, United States

Concerts, fests, parties, meetups — all the happenings, one place.

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