About this Event
This interactive 2-hour session is designed for public practice accountants preparing for Tranche 2 AML/CTF obligations. Using the AUSTRAC Accounting Program Starter Kit, participants will learn how to customise and operationalise their firm’s compliance program.
What to expect:
- Step-by-step guidance on conducting Risk Assessments and Customer Due Diligence (CDD)
- Understanding the role of the Compliance Officer and assigning responsibilities
- Setting up Escalation and Reporting processes for suspicious matters
Plus: Enjoy refreshments while engaging with peers and experts. Walk away with a clear roadmap to ensure your firm is ready and compliant.
CPD Eligible: 2 hours
Agenda
?: 02:30 PM - 03:00 PM
Registration
?: 03:00 PM - 03:15 PM
Overview: Tranche 2 & the AUSTRAC Starter Kit
Info: Key AML/CTF obligations for accountants
Components of the Starter Kit: Risk Assessment, Policies, Processes, Forms
?: 03:15 PM - 04:35 PM
Operationalising the Starter Kit in Practice
Host: Giridhar Kannan
Info: Customising Risk Assessments and Customer Due Diligence (CDD)
Assigning Compliance Officer responsibilities and escalation processes
Integrating compliance processes into day-to-day workflows
?: 04:35 PM - 04:45 PM
Illustrative Walkthrough
Info: Example of applying a practical tool to implement your AML/CTF compliance program
?: 04:45 PM - 05:00 PM
Q&A and Wrap-Up
Info: Open discussion, takeaways, next steps
?: 05:00 PM - 05:30 PM
Networking & Refreshments
Info: Continue the conversation with peers and facilitators over refreshments
Event Venue & Nearby Stays
Chartered Accountants ANZ, 33 Erskine Street, Sydney, Australia
AUD 54.26 to AUD 80.72
