This module is designed for Financial Services to comply with Minimum Competency requirements but may suit others with a Ethics Requirements
About this Event

Ethics for Financial Services

While persons working within regulated sectors are often inundated with requirements and rules, ethical approaches to business often offers a buffer to prevent non-compliance. As such, many regulators and industry bodies require that persons operating within certain sectors to undertake mandatory ethics training on an annual basis.

This 1 hour module is primarily designed for Financial Services personnel to comply with Minimum Competency Code and Regulations requirements as set by the Central Bank of Ireland.

Topics Covered:

What is Ethics?

Universal Ethical Principles

Case Studies – Good and Bad Examples

Central Bank of Ireland approach to Ethics:

Fitness and Probity

Whistleblowing

Who should attend:

It is recommended for Individual Intermediaries / Brokers, Principals, PCF Role Holders, qualified financial advisors (e.g. QFA or APA designation), and others who have a CPD requirement to complete an Ethics module as part of their overall CPD requirements.

CPD:

This course is accredited with the Institute of Bankers, Institute of Insurance and the LIA. Approval for other bodies can be obtained on request.

A CPD certificate will be issued along with a PDF copy of the presentation upon course completion.

Cost: €149 per person.

For further information, please contact us:

[email protected]

+353 (0)1 539 4884