Naim Culhaci advises clients on matters involving broker-dealer, investment adviser, and securities market regulation, particularly within the fintech industry.
Mr. Culhaci leverages a comprehensive knowledge of the financial regulatory landscape to guide investment banks, hedge funds, private equity firms, alternative trading systems, digital asset intermediaries, transfer agents, service providers to the securities industry, and emerging companies on a wide range of broker-dealer regulatory matters, including:
- Financial Industry Regulatory Authority (FINRA) membership applications
- FINRA and US Securities and Exchange Commission (SEC) compliance enforcement
- Mergers and acquisition transactions
- Financing transactions
- Cross-border broker-dealer activities and extra-jurisdictional implications
- FINRA and SEC rule changes and developments
He forges trusted relationships with clients to understand their business needs and craft
đïž Mark your calendar from June 28, 2025 to June 28, 2025 at LOlympia Montreal. Naim is a celebration of passion, innovation, and community. Embrace the opportunity to explore the world of Comedy in a dynamic setting in Quebec, Canada. Don't miss out on this remarkable event đ.
Event Venue & Nearby Stays
LOlympia Montreal, LOlympia Montreal, Montreal, Quebec, Canada
