About this Event
The Securities and Exchange Commission is empowered make regulations and enforce laws that protect investors and promote efficient capital markets. However, our speakers argue that the SEC undermines the rule of law and due process rights when it uses enforcement procedures to create new regulations. Join the Business and Securities Law Institute and the Kelley Institute for a conversation with Tim Pagliara, who successfully challenged this practice in U.S. federal court, and Nick Morgan, who currently represents clients challenging the SEC. Nick Morgan is the President of Investor Choice Advocates Network and former SEC Senior Trial Counsel. Tim Pagliara is the Founder and Chief Investment Officer of CapWealth Advisors, LLC.
Event Venue & Nearby Stays
Michigan State University College of Law, 648 North Shaw Lane, East Lansing, United States
